Alto Securities

Alto’s broker-dealer supporting private market investing

Alto Securities, LLC is the registered broker-dealer that supports certain private investment transactions facilitated through the Alto platform.

About Alto Securities

Private market transactions require regulatory oversight and careful execution. Alto Securities helps facilitate these transactions while adhering to broker-dealer regulatory standards. Our role is to help structure, facilitate and execute private securities transactions in a compliant and streamlined way, ensuring investors and issuers operate within established regulatory frameworks.
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Alto Securities is a broker-dealer registered with the Securities and Exchange Commission (“SEC”) and a member of the Financial Industry Regulatory Authority (“FINRA”) and the Securities Investor Protection Corporation (“SIPC”).

We provide broker-dealer services related to private securities offerings available through Alto Marketplace.

By integrating broker-dealer capabilities directly into the platform, Alto aims to deliver a more seamless and compliant experience for investors and issuers participating in private market transactions.
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Alto Securities operates alongside Alto Trust Company to support both the execution of private investments and the custody of IRA assets.

What we do

Facilitate private securities offerings

Support issuers conducting private raises by structuring offerings in accordance with applicable securities laws and regulations.

Support investor participation

Provide education and transaction support for investors participating in private placements through Alto’s Marketplace.

Coordinate with custodial infrastructure

Work alongside Alto Trust Company to support investments held within self-directed IRAs.

Maintain regulatory standards

Operate under FINRA oversight and adhere to broker-dealer compliance obligations.

Alto Securities team

Domenic Miele

Interim CEO and CCO, 
Alto Securities

Evan Deussing

SVP of Revenue, 
Alto Solutions

Daniel Raymond

Issuer Relationship Manager, Alto

Will Fischer-Colbrie

Investor Relations Associate, Alto Securities

Alto Securities at a glance

Alto Securities, LLC is a registered broker-dealer and member of FINRA and SIPC.

Broker-dealer services are provided in accordance with applicable securities laws and regulations.

For additional information about  Alto Securities’ registration and regulatory status, please visit FINRA’s BrokerCheck

Questions?

Well, we've got answers. Can’t find the answer you’re looking for?  Please visit our FAQ page

What is Alto Securities?

Alto Securities, LLC is a registered broker-dealer and member of FINRA and SIPC. Alto Securities facilitates private securities transactions through the Alto platform, supporting both investors participating in private placements and issuers conducting private raises in accordance with applicable securities laws and regulations.

What is the difference between Alto Securities and Alto Trust?

Alto Securities and Alto Trust serve distinct but complementary roles. Alto Securities is the registered broker-dealer that facilitates and executes private securities transactions. Alto Trust Company is the custodian that holds and safeguards IRA assets. The two entities work together to support private market investments held within self-directed IRAs.

Is Alto Securities regulated?

Yes. Alto Securities is registered with the Securities and Exchange Commission (SEC) and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Investors can verify Alto Securities' registration and regulatory status through FINRA's BrokerCheck.

What types of investments does Alto Securities support?

Alto Securities supports private securities offerings available through Alto Marketplace, including private placements across asset classes such as private equity, private credit, and real estate. Alto Securities helps structure, facilitate, and execute these transactions within established regulatory frameworks.

Can I invest in private markets through my IRA with Alto Securities?

Alto Securities works alongside Alto Trust Company to support private market investments held within self-directed IRAs. Alto Securities handles the broker-dealer functions related to transaction execution, while Alto Trust serves as the IRA custodian. Together, they support a compliant end-to-end experience for investors looking to access private markets through a retirement account.